Steve Cohen

Democratic / House / Tennessee

$7.84M Net Worth Est.

$4.77M Trade Volume

139 Total Trades

Feb 24, 2025 Last Traded

Current Member Yes
Years Active 2007 - Present
Age 75

Trades
Live Stock Portfolio
Net Worth
Corporate Donors
Proposed Legislation

Trade Volume by Year

Buy

Sell

$4.77M Trade Volume

139 Total Trades

Top Traded Sectors

Trades

Click on a trade or stock for more details

Estimated excess return of the underlying stock since the transaction

Stock	Transaction	Filed	Traded	Description	Excess Return

Estimated Live Stock Portfolio

Ticker	Current Holding	Portfolio Allocation

Steve Cohen has a net worth of $7.84M

per our latest estimates

Net Worth

$7.84M Current Net Worth Est.

Top Holdings

Stock $2.8M
Mutual Funds $2.1M
Bank Accounts, Money M... $1.3M
Government Securities ... $397K
Exchange Traded Funds ... $280K

Disclosed Holdings

Ticker	Asset Type	Asset Name	Amount	Report Year	Filed
-TN 401K ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 401K ⇒ TENNESSEE STABLE VALUE FUND	$500,001 - $1,000,000	2023	May 15, 2024
-TN 457 ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 457 ⇒ TENNESSEE STABLE VALUE FUND	$250,001 - $500,000	2023	May 15, 2024
MSFTSTEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	Stock	STEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	$250,001 - $500,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ SYNCHRONY BANK RETAIL CD 5.1%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ SYNCHRONY BANK RETAIL CD 5.1%	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ NORWAY SAVINGS BANK CD 5.4%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ NORWAY SAVINGS BANK CD 5.4%	$100,001 - $250,000	2023	May 15, 2024
NOCSTEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ NEXBANK SSB DALLAS CD 5.45%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ NEXBANK SSB DALLAS CD 5.45%	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST NATIONAL BANK & TRUST OF WEATHERFORD TEXAS CD 4.65%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST NATIONAL BANK & TRUST OF WEATHERFORD TEXAS CD 4.65%	$100,001 - $250,000	2023	May 15, 2024
FDXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	$100,001 - $250,000	2023	May 15, 2024
GOSXXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDERATED HERMES GOVERNMENT OBLIGATIONS FUND SVC SHARES	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDERATED HERMES GOVERNMENT OBLIGATIONS FUND SVC SHARES	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHARLES SCHWAB BANK CD 5.35%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ CHARLES SCHWAB BANK CD 5.35%	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHARLES SCHWAB BANK CD 4.75	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ CHARLES SCHWAB BANK CD 4.75	$100,001 - $250,000	2023	May 15, 2024
BRK.BSTEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2023	May 15, 2024
AMGNSTEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	$100,001 - $250,000	2023	May 15, 2024
-COMMERCIAL BANK AND TRUST COMPANY	Bank Accounts, Money Market Accounts and CDs	COMMERCIAL BANK AND TRUST COMPANY	$100,001 - $250,000	2023	May 15, 2024
BRK.BSTEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2023	May 15, 2024
MARSTEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	$100,001 - $250,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND	$100,001 - $250,000	2023	May 15, 2024
IBMINTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	INTERNATIONAL BUSINESS MACHINES CORPORATION	$250,000 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ SCHWAB STRATEGIC TR US EQUITY	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ SCHWAB STRATEGIC TR US EQUITY	$50,001 - $100,000	2023	May 15, 2024
-	Stock		$50,001 - $100,000	2023	May 15, 2024
MAASTEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	$50,001 - $100,000	2023	May 15, 2024
AZOSTEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	$50,001 - $100,000	2023	May 15, 2024
FSBTXSTEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA - CLASS F-3	Mutual Funds	STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA - CLASS F-3	$50,001 - $100,000	2023	May 15, 2024
FHNSTEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	$50,001 - $100,000	2023	May 15, 2024
XOMSTEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	Stock	STEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	$50,001 - $100,000	2023	May 15, 2024
CVXSTEPHENS SEP IRA ⇒ CHEVRON CORPORATION	Stock	STEPHENS SEP IRA ⇒ CHEVRON CORPORATION	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	Mutual Funds	STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ INVESCO VARIABLE RATE PREFERRED	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ INVESCO VARIABLE RATE PREFERRED	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	Mutual Funds	STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	Mutual Funds	STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	$15,001 - $50,000	2023	May 15, 2024
PEPSTEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	$15,001 - $50,000	2023	May 15, 2024
LLYSTEPHENS ADVANTAGE ACCOUNT ⇒ ELI LILLY AND COMPANY COMMON STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ ELI LILLY AND COMPANY COMMON STOCK	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	$15,001 - $50,000	2023	May 15, 2024
CMCSASTEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	$15,001 - $50,000	2023	May 15, 2024
ABXSTEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	$15,001 - $50,000	2023	May 15, 2024
OZKAPSTEPHENS ADVANTAGE ACCOUNT ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	$15,001 - $50,000	2023	May 15, 2024
TSTEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	$15,001 - $50,000	2023	May 15, 2024
-CONGRESSIONAL FEDERAL CREDIT UNION	Bank Accounts, Money Market Accounts and CDs	CONGRESSIONAL FEDERAL CREDIT UNION	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2023	May 15, 2024
RFSTEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	$15,001 - $50,000	2023	May 15, 2024
RTXSTEPHENS SEP IRA ⇒ RTX CORPORATION COMMON STOCK	Stock	STEPHENS SEP IRA ⇒ RTX CORPORATION COMMON STOCK	$15,001 - $50,000	2023	May 15, 2024
SLBSTEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	Stock	STEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	$15,001 - $50,000	2023	May 15, 2024
SNESTEPHENS SEP IRA ⇒ SONY CORPORATION	Stock	STEPHENS SEP IRA ⇒ SONY CORPORATION	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	Mutual Funds	STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	$15,001 - $50,000	2023	May 15, 2024
DISSTEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	Stock	STEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ SYNCHRONY FINANCIAL CD 5.15%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ SYNCHRONY FINANCIAL CD 5.15%	$15,001 - $50,000	2023	May 15, 2024
FLRSTEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	$15,001 - $50,000	2023	May 15, 2024
PEAKSTEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	Stock	STEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	$15,001 - $50,000	2023	May 15, 2024
FTSMSTEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	Stock	STEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	$15,001 - $50,000	2023	May 15, 2024
HSTSTEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	Stock	STEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ FIRST HORIZON CORP DEPOSITORY SHS REPSTG 1/400TH NON CUM PERP PFD 6.10% S/A DIV	Corporate Securities (Bonds and Notes)	STEPHENS SEP IRA ⇒ FIRST HORIZON CORP DEPOSITORY SHS REPSTG 1/400TH NON CUM PERP PFD 6.10% S/A DIV	$15,001 - $50,000	2023	May 15, 2024
RQISTEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	Stock	STEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	$15,001 - $50,000	2023	May 15, 2024
KOSTEPHENS SEP IRA ⇒ COCA-COLA COMPANY	Stock	STEPHENS SEP IRA ⇒ COCA-COLA COMPANY	$15,001 - $50,000	2023	May 15, 2024
OZKAPSTEPHENS SEP IRA ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	Stock	STEPHENS SEP IRA ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	$15,001 - $50,000	2023	May 15, 2024
FHNSTEPHENS ROTH IRA ⇒ FIRST HORIZON CORPORATION COMMON STOCK	Stock	STEPHENS ROTH IRA ⇒ FIRST HORIZON CORPORATION COMMON STOCK	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ VIRTUS REAL ASSET INCOME	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ VIRTUS REAL ASSET INCOME	$15,001 - $50,000	2023	May 15, 2024
PFXFSTEPHENS ADVANTAGE ACCOUNT ⇒ VANECK PREFERRED SECURITIES EX FINANCIALS ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ VANECK PREFERRED SECURITIES EX FINANCIALS ETF	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ VANECK MORNINGSTAR DURABLE	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ VANECK MORNINGSTAR DURABLE	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	$15,001 - $50,000	2023	May 15, 2024
MRKSTEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 10479 PFD INCOME PORT SERIES 114	Other	STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 10479 PFD INCOME PORT SERIES 114	$15,001 - $50,000	2023	May 15, 2024
PFFSTEPHENS ADVANTAGE ACCOUNT ⇒ ISHARES PREFERRED AND INCOME SECURITIES ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ ISHARES PREFERRED AND INCOME SECURITIES ETF	$15,001 - $50,000	2023	May 15, 2024
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2023	May 15, 2024
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	Exchange Traded Funds (ETF)	STEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	$15,001 - $50,000	2023	May 15, 2024
IBMSTEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$15,001 - $50,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	$1,001 - $15,000	2023	May 15, 2024
RFISTEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ ALLY FINANCIAL CD 4.75%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ ALLY FINANCIAL CD 4.75%	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT- ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT- ISSUE 1B REVENUE BONDS	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	$1,001 - $15,000	2023	May 15, 2024
TMSTEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2023	May 15, 2024
LLYELI LILLY AND COMPANY COMMON STOCK	Stock	ELI LILLY AND COMPANY COMMON STOCK	$1,001 - $15,000	2023	May 15, 2024
TSTEPHENS SEP IRA ⇒ AT&T INC.	Stock	STEPHENS SEP IRA ⇒ AT&T INC.	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2023	May 15, 2024
WBDSTEPHENS ADVANTAGE ACCOUNT ⇒ WARNER BROS. DISCOVERY, INC. - SERIES A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ WARNER BROS. DISCOVERY, INC. - SERIES A	$1,001 - $15,000	2023	May 15, 2024
TMSTEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	$1,001 - $15,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	$1,001 - $15,000	2023	May 15, 2024
GSKSTEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	$1,001 - $15,000	2023	May 15, 2024
HLNSTEPHENS ADVANTAGE ACCOUNT ⇒ HALEON PLC AMERICAN DEPOSITARY SHARES	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ HALEON PLC AMERICAN DEPOSITARY SHARES	$1,001 - $15,000	2023	May 15, 2024
OGNSTEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	$1 - $1,000	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS A (PSDTX)	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS A (PSDTX)	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ BROOKFIELD REAL ASSETS INCOME FUND	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ BROOKFIELD REAL ASSETS INCOME FUND	-	2023	May 15, 2024
-GOLD BULLION	PM	GOLD BULLION	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ WESTERN ASSET INFLATION OPPORTUNITIES & INCOME	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ WESTERN ASSET INFLATION OPPORTUNITIES & INCOME	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ GLOBAL X FUNDS VARIABLE RATE	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ GLOBAL X FUNDS VARIABLE RATE	-	2023	May 15, 2024
-STEPHENS ADVANTAGE ACCOUNT ⇒ KEY BK NATL ASSN OHIO CTF DEP ACT/365 INT RATE 3.000% MATURITY 8/31/23	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ KEY BK NATL ASSN OHIO CTF DEP ACT/365 INT RATE 3.000% MATURITY 8/31/23	-	2023	May 15, 2024
-TN 401K ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 401K ⇒ TENNESSEE STABLE VALUE FUND	$500,001 - $1,000,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	$250,001 - $500,000	2022	Aug 10, 2023
-TN 457 ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 457 ⇒ TENNESSEE STABLE VALUE FUND	$250,001 - $500,000	2022	Aug 10, 2023
BRK.BSTEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2022	Aug 10, 2023
FDXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND	$100,001 - $250,000	2022	Aug 10, 2023
MSFTSTEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	Stock	STEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
FHNSTEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
XOMSTEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	Stock	STEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
BRK.BSTEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	$100,001 - $250,000	2022	Aug 10, 2023
NOCSTEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ KEY BK NATL ASSN OHIO CTF DEP ACT/365 INT RATE 3.000% MATURITY 8/31/23	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ KEY BK NATL ASSN OHIO CTF DEP ACT/365 INT RATE 3.000% MATURITY 8/31/23	$100,001 - $250,000	2022	Aug 10, 2023
IBMSTEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$100,001 - $250,000	2022	Aug 10, 2023
-COMMERCIAL BANK AND TRUST COMPANY	Bank Accounts, Money Market Accounts and CDs	COMMERCIAL BANK AND TRUST COMPANY	$100,001 - $250,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ AMERICAN EXPRESS NATIONAL CD 2.90%	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ AMERICAN EXPRESS NATIONAL CD 2.90%	$100,001 - $250,000	2022	Aug 10, 2023
AMGNSTEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	$50,001 - $100,000	2022	Aug 10, 2023
AZOSTEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	$50,001 - $100,000	2022	Aug 10, 2023
FPEISTEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF (FPE)	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF (FPE)	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TENN HEALTH EDL & HSG FACS BRD REV REV BDS METHODIST LE BONHEUR 4.000% 05/01/27 B/E DTD	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TENN HEALTH EDL & HSG FACS BRD REV REV BDS METHODIST LE BONHEUR 4.000% 05/01/27 B/E DTD	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ SCHWAB STRATEGIC TR US EQUITY	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ SCHWAB STRATEGIC TR US EQUITY	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	Mutual Funds	STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2022	Aug 10, 2023
CVXSTEPHENS SEP IRA ⇒ CHEVRON CORPORATION	Stock	STEPHENS SEP IRA ⇒ CHEVRON CORPORATION	$50,001 - $100,000	2022	Aug 10, 2023
-STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2022	Aug 10, 2023
MAASTEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	$50,001 - $100,000	2022	Aug 10, 2023
MARSTEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	$50,001 - $100,000	2022	Aug 10, 2023
-GOLD BULLION	Other	GOLD BULLION	$50,001 - $100,000	2022	Aug 10, 2023
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2022	Aug 10, 2023
TSTEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	$15,001 - $50,000	2022	Aug 10, 2023
ABXSTEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ BROOKFIELD REAL ASSETS INCOME FUND	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ BROOKFIELD REAL ASSETS INCOME FUND	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	$15,001 - $50,000	2022	Aug 10, 2023
CMCSASTEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	$15,001 - $50,000	2022	Aug 10, 2023
FLRSTEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ GLOBAL X FUNDS VARIABLE RATE	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ GLOBAL X FUNDS VARIABLE RATE	$15,001 - $50,000	2022	Aug 10, 2023
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	$15,001 - $50,000	2022	Aug 10, 2023
DISSTEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	Stock	STEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	Mutual Funds	STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	$15,001 - $50,000	2022	Aug 10, 2023
SNESTEPHENS SEP IRA ⇒ SONY CORPORATION	Stock	STEPHENS SEP IRA ⇒ SONY CORPORATION	$15,001 - $50,000	2022	Aug 10, 2023
SLBSTEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	Stock	STEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	$15,001 - $50,000	2022	Aug 10, 2023
RFSTEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	$15,001 - $50,000	2022	Aug 10, 2023
RTNSTEPHENS SEP IRA ⇒ RAYTHEON COMPANY	Stock	STEPHENS SEP IRA ⇒ RAYTHEON COMPANY	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	Mutual Funds	STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	Mutual Funds	STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	$15,001 - $50,000	2022	Aug 10, 2023
IBMSTEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$15,001 - $50,000	2022	Aug 10, 2023
PEAKSTEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	Stock	STEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	$15,001 - $50,000	2022	Aug 10, 2023
FTSMSTEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	Stock	STEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ FIRST HORIZON CORP DEPOSITORY SHS REPSTG 1/400TH NON CUM PERP PFD 6.10% S/A DIV	Corporate Securities (Bonds and Notes)	STEPHENS SEP IRA ⇒ FIRST HORIZON CORP DEPOSITORY SHS REPSTG 1/400TH NON CUM PERP PFD 6.10% S/A DIV	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	$15,001 - $50,000	2022	Aug 10, 2023
LLYDOUBLELINE ULTRA SHORT BOND FUND CLASS I ELI LILLY AND COMPANY	Mutual Funds	DOUBLELINE ULTRA SHORT BOND FUND CLASS I ELI LILLY AND COMPANY	$15,001 - $50,000	2022	Aug 10, 2023
RQISTEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	Stock	STEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	$15,001 - $50,000	2022	Aug 10, 2023
KOSTEPHENS SEP IRA ⇒ COCA-COLA COMPANY	Stock	STEPHENS SEP IRA ⇒ COCA-COLA COMPANY	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	Mutual Funds	STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	$15,001 - $50,000	2022	Aug 10, 2023
OZKAPSTEPHENS SEP IRA ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	Stock	STEPHENS SEP IRA ⇒ BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ WESTERN ASSET INFLATION OPPORTUNITIES & INCOME	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ WESTERN ASSET INFLATION OPPORTUNITIES & INCOME	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ VIRTUS REAL ASSET INCOME	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ VIRTUS REAL ASSET INCOME	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ VANECK MORNINGSTAR DURABLE	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ VANECK MORNINGSTAR DURABLE	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	$15,001 - $50,000	2022	Aug 10, 2023
PEPSTEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	$15,001 - $50,000	2022	Aug 10, 2023
MS$PSTEPHENS ADVANTAGE ACCOUNT ⇒ MORGAN STANLEY DEPOSITARY SHARES, EACH REPRESENTING 1/1,000TH OF A SHARE OF 6.500% NON-CUMULATIVE PR	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MORGAN STANLEY DEPOSITARY SHARES, EACH REPRESENTING 1/1,000TH OF A SHARE OF 6.500% NON-CUMULATIVE PR	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	$15,001 - $50,000	2022	Aug 10, 2023
MRKSTEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	$15,001 - $50,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ INVESCO VARIABLE RATE PREFERRED	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ INVESCO VARIABLE RATE PREFERRED	$15,001 - $50,000	2022	Aug 10, 2023
-CONGRESSIONAL FEDERAL CREDIT UNION	Bank Accounts, Money Market Accounts and CDs	CONGRESSIONAL FEDERAL CREDIT UNION	$15,001 - $50,000	2022	Aug 10, 2023
RFISTEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER TRUCK HLDG AG SPONS ADR	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER TRUCK HLDG AG SPONS ADR	$1,001 - $15,000	2022	Aug 10, 2023
GSKSTEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT-ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT-ISSUE 1B REVENUE BONDS	$1,001 - $15,000	2022	Aug 10, 2023
WBDSTEPHENS ADVANTAGE ACCOUNT ⇒ WARNER BROS. DISCOVERY, INC. - SERIES A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ WARNER BROS. DISCOVERY, INC. - SERIES A	$1,001 - $15,000	2022	Aug 10, 2023
TMSTEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2022	Aug 10, 2023
HSTSTEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	Stock	STEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	$1,001 - $15,000	2022	Aug 10, 2023
FDRRSTEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	Exchange Traded Funds (ETF)	STEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2022	Aug 10, 2023
EBSSTEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	Stock	STEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	$1,001 - $15,000	2022	Aug 10, 2023
TSTEPHENS SEP IRA ⇒ AT&T INC.	Stock	STEPHENS SEP IRA ⇒ AT&T INC.	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2022	Aug 10, 2023
TMSTEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	$1,001 - $15,000	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	$1,001 - $15,000	2022	Aug 10, 2023
KDSTEPHENS ADVANTAGE ACCOUNT ⇒ KYNDRYL HOLDINGS, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ KYNDRYL HOLDINGS, INC.	$1,001 - $15,000	2022	Aug 10, 2023
HLNSTEPHENS ADVANTAGE ACCOUNT ⇒ HALEON PLC AMERICAN DEPOSITARY SHARES	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ HALEON PLC AMERICAN DEPOSITARY SHARES	$1,001 - $15,000	2022	Aug 10, 2023
OGNSTEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	$1 - $1,000	2022	Aug 10, 2023
OZKAPBANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	Stock	BANK OZK - 4.625% SERIES A NON-CUMULATIVE PERPETUAL PREFERRED STOCK	-	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	-	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	-	2022	Aug 10, 2023
-STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN SPORTS AUTH REV PUB IMPT 4.000% 08/01/27 B/E DTD 12	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN SPORTS AUTH REV PUB IMPT 4.000% 08/01/27 B/E DTD 12	-	2022	Aug 10, 2023
-TN 401K ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 401K ⇒ TENNESSEE STABLE VALUE FUND	$500,001 - $1,000,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	$500,001 - $1,000,000	2021	Aug 13, 2022
-TENNESSEE STABLE VALUE FUND	Mutual Funds	TENNESSEE STABLE VALUE FUND	$500,000 - $2,500	2021	Aug 13, 2022
MSFTMICROSOFT CORPORATION	Mutual Funds	MICROSOFT CORPORATION	$100,001 - $250,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS C	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS C	$100,001 - $250,000	2021	Aug 13, 2022
FPEISTEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF	$100,001 - $250,000	2021	Aug 13, 2022
FDXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	$100,001 - $250,000	2021	Aug 13, 2022
-COMMERCIAL BANK AND TRUST COMPANY	Bank Accounts, Money Market Accounts and CDs	COMMERCIAL BANK AND TRUST COMPANY	$100,001 - $250,000	2021	Aug 13, 2022
BRK.BSTEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	$100,001 - $250,000	2021	Aug 13, 2022
NOCSTEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	$100,001 - $250,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	Mutual Funds	STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	Mutual Funds	STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	$50,001 - $100,000	2021	Aug 13, 2022
IBMSTEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF (FPE)	Exchange Traded Funds (ETF)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF (FPE)	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	$50,001 - $100,000	2021	Aug 13, 2022
AZOSTEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	$50,001 - $100,000	2021	Aug 13, 2022
DISSTEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	Stock	STEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	Mutual Funds	STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	$50,001 - $100,000	2021	Aug 13, 2022
PEAKSTEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	Stock	STEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	$50,001 - $100,000	2021	Aug 13, 2022
FHNSTEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	$50,001 - $100,000	2021	Aug 13, 2022
XOMSTEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	Stock	STEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	Mutual Funds	STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TENN HEALTH EDL & HSG FACS BRD REV REV BDS METHODIST LE BONHEUR 4.000% 05/01/27 B/E DTD	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TENN HEALTH EDL & HSG FACS BRD REV REV BDS METHODIST LE BONHEUR 4.000% 05/01/27 B/E DTD	$50,001 - $100,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	$50,001 - $100,000	2021	Aug 13, 2022
MAASTEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	$50,001 - $100,000	2021	Aug 13, 2022
MARSTEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	$50,001 - $100,000	2021	Aug 13, 2022
AMGNSTEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	$50,001 - $100,000	2021	Aug 13, 2022
-GOLD BULLION	Other	GOLD BULLION	$50,001 - $100,000	2021	Aug 13, 2022
SNESTEPHENS SEP IRA ⇒ SONY CORPORATION	Stock	STEPHENS SEP IRA ⇒ SONY CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
RFSTEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
RTNSTEPHENS SEP IRA ⇒ RAYTHEON COMPANY	Stock	STEPHENS SEP IRA ⇒ RAYTHEON COMPANY	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY HOMEOWNERSHIP PROGRAM-SER 2B	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY HOMEOWNERSHIP PROGRAM-SER 2B	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON-ACE- ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- ISSUE 4B REVENUE BONDS ERP OPT/MAND	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON-AMT NON ADJUSTED CURRENT	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	$15,001 - $50,000	2021	Aug 13, 2022
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2021	Aug 13, 2022
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2021	Aug 13, 2022
GSKSTEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	$15,001 - $50,000	2021	Aug 13, 2022
FLRSTEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	$15,001 - $50,000	2021	Aug 13, 2022
IBMSTEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
FTSMSTEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	Stock	STEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	$15,001 - $50,000	2021	Aug 13, 2022
FDRRSTEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	Exchange Traded Funds (ETF)	STEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	$15,001 - $50,000	2021	Aug 13, 2022
EBSSTEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	Stock	STEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	$15,001 - $50,000	2021	Aug 13, 2022
LLYSTEPHENS SEP IRA ⇒ ELI LILLY AND COMPANY	Stock	STEPHENS SEP IRA ⇒ ELI LILLY AND COMPANY	$15,001 - $50,000	2021	Aug 13, 2022
RQISHARES	Stock	SHARES	$15,001 - $50,000	2021	Aug 13, 2022
KOSTEPHENS SEP IRA ⇒ COCA-COLA COMPANY	Stock	STEPHENS SEP IRA ⇒ COCA-COLA COMPANY	$15,001 - $50,000	2021	Aug 13, 2022
CVXSTEPHENS SEP IRA ⇒ CHEVRON CORPORATION	Stock	STEPHENS SEP IRA ⇒ CHEVRON CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
TMSTEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON AMT NON ACE HOMEOWNERSHIP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON AMT NON ACE HOMEOWNERSHIP	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE-SER 2B REV BDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	$15,001 - $50,000	2021	Aug 13, 2022
PEPSTEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN SPORTS AUTH REV PUB IMPT 4.000% 08/01/27 B/E DTD 12	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN SPORTS AUTH REV PUB IMPT 4.000% 08/01/27 B/E DTD 12	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B/E DTD 02/2	$15,001 - $50,000	2021	Aug 13, 2022
MRKSTEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	$15,001 - $50,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	$15,001 - $50,000	2021	Aug 13, 2022
TSTEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	$15,001 - $50,000	2021	Aug 13, 2022
-CONGRESSIONAL FEDERAL CREDIT UNION	Bank Accounts, Money Market Accounts and CDs	CONGRESSIONAL FEDERAL CREDIT UNION	$15,001 - $50,000	2021	Aug 13, 2022
SLBSTEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	Stock	STEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE- SER 2B REVENUE BONDS	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER TRUCK HLDG AG SPONS ADR	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER TRUCK HLDG AG SPONS ADR	$1,001 - $15,000	2021	Aug 13, 2022
CMCSASTEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	$1,001 - $15,000	2021	Aug 13, 2022
RFISTEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COHEN & STEERS TOTAL RETURN REALTY FUND, INC.	$1,001 - $15,000	2021	Aug 13, 2022
ABXSTEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	$1,001 - $15,000	2021	Aug 13, 2022
TMSTEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2021	Aug 13, 2022
HSTSTEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	Stock	STEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2021	Aug 13, 2022
TSTEPHENS SEP IRA ⇒ AT&T INC.	Stock	STEPHENS SEP IRA ⇒ AT&T INC.	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY REF-SER A REVENUE BONDS MDY UNDLY AA2	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY REF-SER A REVENUE BONDS MDY UNDLY AA2	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON-AMT NON ACE HOMEOWNERSHIP PROGRAM SER 2012-2C OPT/MAND ERP	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON-AMT NON ACE HOMEOWNERSHIP PROGRAM SER 2012-2C OPT/MAND ERP	$1,001 - $15,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT-ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT-ISSUE 1B REVENUE BONDS	$1,001 - $15,000	2021	Aug 13, 2022
OGNSTEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ ORGANON & CO.	$1,001 - $15,000	2021	Aug 13, 2022
KDSTEPHENS ADVANTAGE ACCOUNT ⇒ KYNDRYL HOLDINGS, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ KYNDRYL HOLDINGS, INC.	$1,001 - $15,000	2021	Aug 13, 2022
KDSTEPHENS SEP IRA ⇒ KYNDRYL HOLDINGS, INC.	Stock	STEPHENS SEP IRA ⇒ KYNDRYL HOLDINGS, INC.	$1 - $1,000	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS A	$1 - $1,000	2021	Aug 13, 2022
-FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	Corporate Securities (Bonds and Notes)	FT UNIT 9164 PFD INCOME PORTFOLIO SR 106 MONTHLY CASH	-	2021	Aug 13, 2022
-MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	Government Securities and Agency Debt	MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	-	2021	Aug 13, 2022
-STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ STEPHENS INS BANKSWEEP PROGRAM	$500,001 - $1,000,000	2020	Aug 13, 2021
-TN 401K ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 401K ⇒ TENNESSEE STABLE VALUE FUND	$500,001 - $1,000,000	2020	Aug 13, 2021
-TN 457 ⇒ TENNESSEE STABLE VALUE FUND	Mutual Funds	TN 457 ⇒ TENNESSEE STABLE VALUE FUND	$250,001 - $500,000	2020	Aug 13, 2021
BRK.BSTEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2020	Aug 13, 2021
FDXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	$100,001 - $250,000	2020	Aug 13, 2021
BRK.BSTEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2020	Aug 13, 2021
IBMSTEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$100,001 - $250,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	$100,001 - $250,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS SEP IRA ⇒ PUTNAM ULTRA SHRT DURATION INCOME FUND CLASS Y	$100,001 - $250,000	2020	Aug 13, 2021
MSFTSTEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	Stock	STEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	$100,001 - $250,000	2020	Aug 13, 2021
-FRANKLIN RISING S FUND CLASS C	Mutual Funds	FRANKLIN RISING S FUND CLASS C	$250,000 - $1,000	2020	Aug 13, 2021
-COMMERCIAL BANK AND TRUST COMPANY	Bank Accounts, Money Market Accounts and CDs	COMMERCIAL BANK AND TRUST COMPANY	$50,001 - $100,000	2020	Aug 13, 2021
-GOLD BULLION	Other	GOLD BULLION	$50,001 - $100,000	2020	Aug 13, 2021
AMGNSTEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	Mutual Funds	STEPHENS ROTH IRA ⇒ PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS Y	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	Mutual Funds	STEPHENS SEP IRA ⇒ BLACKROCK LOW DURATION BOND PORTFOLIO FUND CLASS K	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES ULTRASHORT BOND FUND CLASS IS	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ DOUBLELINE ULTRA SHORT BOND FUND CLASS I	Mutual Funds	STEPHENS SEP IRA ⇒ DOUBLELINE ULTRA SHORT BOND FUND CLASS I	$50,001 - $100,000	2020	Aug 13, 2021
MARSTEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	$50,001 - $100,000	2020	Aug 13, 2021
MAASTEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	$50,001 - $100,000	2020	Aug 13, 2021
NOCSTEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CO TN HLTH EDUCTNL & HSG FACS BRD REV METHODIST LE BONHEUR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CO TN HLTH EDUCTNL & HSG FACS BRD REV METHODIST LE BONHEUR	$50,001 - $100,000	2020	Aug 13, 2021
DISSTEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	Stock	STEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	Mutual Funds	STEPHENS SEP IRA ⇒ THORNBURG LIMITED-TERM INCOME FUND CLASS I	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	Mutual Funds	STEPHENS SEP IRA ⇒ SHORT-TERM BOND FUND OF AMERICA CLASS F3	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	Mutual Funds	STEPHENS SEP IRA ⇒ PGIM SHORT-TERM CORPORATE BOND FUND CLASS R6	$50,001 - $100,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	Mutual Funds	STEPHENS SEP IRA ⇒ LORD ABBETT SHORT DURATION INCOME FUND CLASS F	$50,001 - $100,000	2020	Aug 13, 2021
TSTEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AT&T INC.	$15,001 - $50,000	2020	Aug 13, 2021
AZOSTEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AUTOZONE, INC.	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	$15,001 - $50,000	2020	Aug 13, 2021
CMCSASTEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG REG SHS I SIN	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	$15,001 - $50,000	2020	Aug 13, 2021
FLRSTEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY HOMEOWNERSHIP PROGRAM-SER 2B	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY HOMEOWNERSHIP PROGRAM-SER 2B	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON AMT NON ACE HOMEOWNERSHIP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON AMT NON ACE HOMEOWNERSHIP	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON-AMT NON ACE HOMEOWNERSHIP PROGRAM SER 2012-2C OPT/MAND ERP	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY NON-AMT NON ACE HOMEOWNERSHIP PROGRAM SER 2012-2C OPT/MAND ERP	$15,001 - $50,000	2020	Aug 13, 2021
CVXSTEPHENS SEP IRA ⇒ CHEVRON CORPORATION	Stock	STEPHENS SEP IRA ⇒ CHEVRON CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
KOSTEPHENS SEP IRA ⇒ COCA-COLA COMPANY	Stock	STEPHENS SEP IRA ⇒ COCA-COLA COMPANY	$15,001 - $50,000	2020	Aug 13, 2021
RQISTEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	Stock	STEPHENS SEP IRA ⇒ COHEN & STEERS QUALITY INCOME REALTY FUND INC COMMON SHARES	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ WESTERN SHORT TERM BOND FUND CLASS IS	$15,001 - $50,000	2020	Aug 13, 2021
FHNSTEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
XOMSTEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	Stock	STEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
EBSSTEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	Stock	STEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2020	Aug 13, 2021
GSKSTEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2020	Aug 13, 2021
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2020	Aug 13, 2021
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ HENDERSONVILLE TENN UTIL DIST WTRWKS & SWR REV	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ HENDERSONVILLE TENN UTIL DIST WTRWKS & SWR REV	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV RFDG-COVENANT HLTH SER A OPT ERP	$15,001 - $50,000	2020	Aug 13, 2021
MRKSTEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MERCK & COMPANY, INC. COMMON STOCK	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON CNTY TN HLTH & EDL HSG-WILLOW POINTE APTS PROJ REV BDS MAND ERP	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON CNTY TN HLTH & EDL HSG-WILLOW POINTE APTS PROJ REV BDS MAND ERP	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON CNTY TN SPRTS UTH PUB IMPT-BALL PARK PJ SER	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON CNTY TN SPRTS UTH PUB IMPT-BALL PARK PJ SER	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ MET GOVT NASHVILLE & DAVIDSON REF & IMPT- BLAKEFORD AT GREEN	$15,001 - $50,000	2020	Aug 13, 2021
PEPSTEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ PEPSICO, INC.	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SAVANNAH VLY TN UTIL DIST WTRWKS REV REF-SER A	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CNTY TN HLTH EDUCTNL & HSG FACS BRD REV REF-TREZEVANT MANOR	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV ISSUE 3 REVENUE BONDS	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE- SER 2B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON ACE- SER 2B REV BDS	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON ACE-ISSUE 4B REV BDS	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	Bank Accounts, Money Market Accounts and CDs	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PROG REV NON-AMT NON-ACE-ISSUE 1B REV BONDS	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON- AMT NON ADJUSTED CURRENT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON- AMT NON ADJUSTED CURRENT	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-ISSUE 4B REVENUE BONDS ERP OPT/MAND	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-ISSUE 4B REVENUE BONDS ERP OPT/MAND	$15,001 - $50,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	$15,001 - $50,000	2020	Aug 13, 2021
SNESTEPHENS SEP IRA ⇒ SONY CORPORATION	Stock	STEPHENS SEP IRA ⇒ SONY CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
RFSTEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
RTNSTEPHENS SEP IRA ⇒ RAYTHEON COMPANY	Stock	STEPHENS SEP IRA ⇒ RAYTHEON COMPANY	$15,001 - $50,000	2020	Aug 13, 2021
IBMSTEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$15,001 - $50,000	2020	Aug 13, 2021
PEAKSTEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	Stock	STEPHENS SEP IRA ⇒ HEALTHPEAK PROPERTIES, INC.	$15,001 - $50,000	2020	Aug 13, 2021
FTSMSTEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	Stock	STEPHENS SEP IRA ⇒ FIRST TRUST ENHANCED SHORT MATURITY ETF	$15,001 - $50,000	2020	Aug 13, 2021
ABXSTEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BARRICK GOLD CORPORATION	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REV BDS ERP OPT/MAND	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-ISSUE 4B REVENUE ERP OPT/MAN	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY REF-SER A REVENUE BONDS MDY UNDLY AA2	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ST HSG DEV AGY REF-SER A REVENUE BONDS MDY UNDLY AA2	$1,001 - $15,000	2020	Aug 13, 2021
TMSTEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2020	Aug 13, 2021
TSTEPHENS SEP IRA ⇒ AT&T INC.	Stock	STEPHENS SEP IRA ⇒ AT&T INC.	$1,001 - $15,000	2020	Aug 13, 2021
FDRRSTEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	Stock	STEPHENS SEP IRA ⇒ FIDELITY ETF FOR RISING RATES	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES TREASRY OB IS	$1,001 - $15,000	2020	Aug 13, 2021
LLYSTEPHENS SEP IRA ⇒ ELI LILLY AND COMPANY	Stock	STEPHENS SEP IRA ⇒ ELI LILLY AND COMPANY	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN REF-ISSUE 4 REVENUE BONDS ERP OPT/MAND	$1,001 - $15,000	2020	Aug 13, 2021
TMSTEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	Stock	STEPHENS SEP IRA ⇒ TOYOTA MOTOR CORPORATION	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT- ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN HSG DEV AGY RSDL FING PRG REV NON-AMT- ISSUE 1B REVENUE BONDS	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-SER 2B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-SER 2B REVENUE BONDS	$1,001 - $15,000	2020	Aug 13, 2021
SLBSTEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	Stock	STEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	$1,001 - $15,000	2020	Aug 13, 2021
HSTSTEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	Stock	STEPHENS SEP IRA ⇒ HOST HOTELS & RESORTS, INC.	$1,001 - $15,000	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ FRANKLIN RISING S FUND CLASS A	$1 - $1,000	2020	Aug 13, 2021
BASTEPHENS ADVANTAGE ACCOUNT ⇒ BOEING COMPANY	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BOEING COMPANY	-	2020	Aug 13, 2021
BRK.BSTEPHENS ROTH IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ROTH IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	-	2020	Aug 13, 2021
LLYSTEPHENS ROTH IRA ⇒ ELI LILLY AND COMPANY	Stock	STEPHENS ROTH IRA ⇒ ELI LILLY AND COMPANY	-	2020	Aug 13, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ FEDERATED TREASURY OBLIGATIONS AS-115	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDERATED TREASURY OBLIGATIONS AS-115	$250,001 - $500,000	2019	Aug 1, 2021
IBMSTEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$100,001 - $250,000	2019	Aug 1, 2021
FDXSTEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FEDEX CORPORATION	$100,001 - $250,000	2019	Aug 1, 2021
BRK.BSTEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS SEP IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2019	Aug 1, 2021
-TN 457 ⇒ VANGUARD INSTITUTIONAL INDEX INSTL PL	Mutual Funds	TN 457 ⇒ VANGUARD INSTITUTIONAL INDEX INSTL PL	$100,001 - $250,000	2019	Aug 1, 2021
-TN 457 ⇒ FIDELITY CONTRAFUND	Mutual Funds	TN 457 ⇒ FIDELITY CONTRAFUND	$100,001 - $250,000	2019	Aug 1, 2021
-TN 401K ⇒ VANGUARD INSTITUTIONAL INDEX INSTL PL	Mutual Funds	TN 401K ⇒ VANGUARD INSTITUTIONAL INDEX INSTL PL	$100,001 - $250,000	2019	Aug 1, 2021
-TN 401K ⇒ JANUS HENDERSON ENTERPRISE N	Mutual Funds	TN 401K ⇒ JANUS HENDERSON ENTERPRISE N	$100,001 - $250,000	2019	Aug 1, 2021
MSFTSTEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	Stock	STEPHENS SEP IRA ⇒ MICROSOFT CORPORATION	$100,001 - $250,000	2019	Aug 1, 2021
-STEPHENS SEP IRA ⇒ FEDERATED US TREASURY CASH RESERVES FUNDCLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED US TREASURY CASH RESERVES FUNDCLASS IS	$100,001 - $250,000	2019	Aug 1, 2021
-STEPHENS SEP IRA ⇒ FEDERATED HERMES U.S. TREASURY CASH RESERVES FUND CLASS IS	Mutual Funds	STEPHENS SEP IRA ⇒ FEDERATED HERMES U.S. TREASURY CASH RESERVES FUND CLASS IS	$100,001 - $250,000	2019	Aug 1, 2021
BRK.BSTEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BERKSHIRE HATHAWAY INC. NEW	$100,001 - $250,000	2019	Aug 1, 2021
MARSTEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MARRIOTT INTERNATIONAL - CLASS A	$100,001 - $250,000	2019	Aug 1, 2021
NOCSTEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ NORTHROP GRUMMAN CORPORATION	$100,001 - $250,000	2019	Aug 1, 2021
-FRANKLIN RISING S FUND CLASS C	Mutual Funds	FRANKLIN RISING S FUND CLASS C	$250,000 - $1,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA TN HLTH EDUCTNL &HSG FACS BRD REV REF-STDNT HSG-CDFI	$50,001 - $100,000	2019	Aug 1, 2021
-STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASURY OBLIGATIONS FUND INSTL SHARES	Mutual Funds	STEPHENS ROTH IRA ⇒ FEDERATED HERMES TREASURY OBLIGATIONS FUND INSTL SHARES	$50,001 - $100,000	2019	Aug 1, 2021
-TN 457 ⇒ JANUS HENDERSON ENTERPRISE N	Mutual Funds	TN 457 ⇒ JANUS HENDERSON ENTERPRISE N	$50,001 - $100,000	2019	Aug 1, 2021
-TN 457 ⇒ BROWN CAPITAL SMALL COMPANY INV	Mutual Funds	TN 457 ⇒ BROWN CAPITAL SMALL COMPANY INV	$50,001 - $100,000	2019	Aug 1, 2021
-TN 401K ⇒ FIDELITY PURITAN FUND	Mutual Funds	TN 401K ⇒ FIDELITY PURITAN FUND	$50,001 - $100,000	2019	Aug 1, 2021
-TN 401K ⇒ FIDELITY OTC PORTFOLIO	Mutual Funds	TN 401K ⇒ FIDELITY OTC PORTFOLIO	$50,001 - $100,000	2019	Aug 1, 2021
DISSTEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	Stock	STEPHENS SEP IRA ⇒ WALT DISNEY COMPANY	$50,001 - $100,000	2019	Aug 1, 2021
IBMSTEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	Stock	STEPHENS SEP IRA ⇒ INTERNATIONAL BUSINESS MACHINES CORPORATION	$50,001 - $100,000	2019	Aug 1, 2021
HCPSTEPHENS SEP IRA ⇒ HCP, INC.	Stock	STEPHENS SEP IRA ⇒ HCP, INC.	$50,001 - $100,000	2019	Aug 1, 2021
FHNSTEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ FIRST HORIZON NATIONAL CORPORATION	$50,001 - $100,000	2019	Aug 1, 2021
XOMSTEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	Stock	STEPHENS SEP IRA ⇒ EXXON MOBIL CORPORATION	$50,001 - $100,000	2019	Aug 1, 2021
EBSSTEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	Stock	STEPHENS SEP IRA ⇒ EMERGENT BIOSOLUTIONS, INC.	$50,001 - $100,000	2019	Aug 1, 2021
CVXSTEPHENS SEP IRA ⇒ CHEVRON CORPORATION	Stock	STEPHENS SEP IRA ⇒ CHEVRON CORPORATION	$50,001 - $100,000	2019	Aug 1, 2021
-COMMERCIAL BANK AND TRUST COMPANY	Bank Accounts, Money Market Accounts and CDs	COMMERCIAL BANK AND TRUST COMPANY	$50,001 - $100,000	2019	Aug 1, 2021
-GOLD BULLION	Other	GOLD BULLION	$50,001 - $100,000	2019	Aug 1, 2021
AMGNSTEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ AMGEN INC.	$50,001 - $100,000	2019	Aug 1, 2021
BASTEPHENS ADVANTAGE ACCOUNT ⇒ BOEING COMPANY	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ BOEING COMPANY	$50,001 - $100,000	2019	Aug 1, 2021
MAASTEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ MID-AMERICA APARTMENT COMMUNITIES, INC.	$50,001 - $100,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	Mutual Funds	STEPHENS ADVANTAGE ACCOUNT ⇒ PUTNAM SHORT DURATION INCOME FUNDCLASS A	$50,001 - $100,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ RUTHERFORD CNTY TN GO UNLT	$50,001 - $100,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CO TN HLTH EDUCTNL & HSG FACS BRD REV METHODIST LE BONHEUR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ SHELBY CO TN HLTH EDUCTNL & HSG FACS BRD REV METHODIST LE BONHEUR	$50,001 - $100,000	2019	Aug 1, 2021
BRK.BSTEPHENS ROTH IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	Stock	STEPHENS ROTH IRA ⇒ BERKSHIRE HATHAWAY INC. NEW	$50,001 - $100,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROGRAM REV ISSUE 3 REV BDS ERP OPT/MAND	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON- AMT NON ACE-SER 2B REV BONDS ERP OPTIONAL	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FING PROG REV NON ACE-SER B2 REV BONDS MDY UNDLY AA1 ERP OPT/MAND	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON- ACE-ISSUE 1B REVENUE BONDS	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ADJUSTED CURRENT E REVENUE BONDS ERP OPTIONAL	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-ISSUE 4B REVENUE BONDS ERP OPT/MAND	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN NON-AMT NON ACE-ISSUE 4B REVENUE BONDS ERP OPT/MAND	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN ISSUE 3 REVENUE BONDS ERP MANDATORY	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON- AMT NON ADJUSTED CURRENT	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE HSG DEV AGY RSDL FIN PROG REV NON- AMT NON ADJUSTED CURRENT	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENNESSEE ENERGY ACQUISITION CORP GAS REV SER A MAND ERP M-W CALL	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ TENN ST HSG DEV AGY NON-AMT NON-ACE HOMEOWNERSHIP PROG-SER 2C	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HSG FACS BRD HOSP REV REF-COVENANT HLTH	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ KNOX CNTY TN HLTH EDUCTNL & HS REF-FACS BRD- UNIVERSITY HEALTH	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ JOHNSON CITY TENN HLTH & EDL FACS BRD HOSP REV RFG & IMPT MED CTR	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ HENDERSONVILLE TENN UTIL DIST WTRWKS & SWR REV	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ HENDERSONVILLE TENN UTIL DIST WTRWKS & SWR REV	$15,001 - $50,000	2019	Aug 1, 2021
GSSTEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GOLDMAN SACHS GROUP, INC.	$15,001 - $50,000	2019	Aug 1, 2021
GSKSTEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ GLAXOSMITHKLINE PLC	$15,001 - $50,000	2019	Aug 1, 2021
FLRSTEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ FLUOR CORPORATION	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	Corporate Securities (Bonds and Notes)	STEPHENS ADVANTAGE ACCOUNT ⇒ FIRST HORIZON NATIONAL 6.25 SERIES PERP/CALL 4/10/182 25	$15,001 - $50,000	2019	Aug 1, 2021
DDAIFSTEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ DAIMLER AG	$15,001 - $50,000	2019	Aug 1, 2021
CMCSASTEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	Stock	STEPHENS ADVANTAGE ACCOUNT ⇒ COMCAST CORPORATION - CLASS A	$15,001 - $50,000	2019	Aug 1, 2021
-STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA-HAMILTON CNTY TN HOSP AUTH H REV REF-ERLANGER-HLTH-REMK 11/24	Government Securities and Agency Debt	STEPHENS ADVANTAGE ACCOUNT ⇒ CHATTANOOGA-HAMILTON CNTY TN HOSP AUTH H REV REF-ERLANGER-HLTH-REMK 11/24	$15,001 - $50,000	2019	Aug 1, 2021
LLYSTEPHENS ROTH IRA ⇒ ELI LILLY AND COMPANY	Stock	STEPHENS ROTH IRA ⇒ ELI LILLY AND COMPANY	$15,001 - $50,000	2019	Aug 1, 2021
TSTEPHENS SEP IRA ⇒ AT&T INC.	Stock	STEPHENS SEP IRA ⇒ AT&T INC.	$15,001 - $50,000	2019	Aug 1, 2021
-TN 401K ⇒ FIDELITY CONTRAFUND	Mutual Funds	TN 401K ⇒ FIDELITY CONTRAFUND	$15,001 - $50,000	2019	Aug 1, 2021
WYSTEPHENS SEP IRA ⇒ WEYERHAEUSER COMPANY	Stock	STEPHENS SEP IRA ⇒ WEYERHAEUSER COMPANY	$15,001 - $50,000	2019	Aug 1, 2021
SNESTEPHENS SEP IRA ⇒ SONY CORPORATION	Stock	STEPHENS SEP IRA ⇒ SONY CORPORATION	$15,001 - $50,000	2019	Aug 1, 2021
SLBSTEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	Stock	STEPHENS SEP IRA ⇒ SCHLUMBERGER N.V.	$15,001 - $50,000	2019	Aug 1, 2021
RFSTEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	Stock	STEPHENS SEP IRA ⇒ REGIONS FINANCIAL CORPORATION	$15,001 - $50,000	2019	Aug 1, 2021
RTNSTEPHENS SEP IRA ⇒ RAYTHEON COMPANY	Stock	STEPHENS SEP IRA ⇒ RAYTHEON COMPANY	$15,001 - $50,000	2019	Aug 1, 2021

*These holdings are collected from annual financial disclosure statements. There are occasionally parsing errors, and it does not include recent transactions.

Fundrasing

Spending

Cash On Hand

Corporate PAC Donors

Ticker	Company Committee	Recipient Committee	Amount	Date	Party	Cycle

Proposed Legislation

Click on a row for more details

Title	Introduced	Latest Action Date